AXIOM INVESTMENT SOLUTIONS

AXIOM Investment Solutions is structured as a registered investment adviser (RIA), not a family office. It provides portfolio management and financial planning services to multiple retail and high-net-worth clients, rather than managing capital for a single family. The firm operates a standard advisory business with custody typically held at third-party broker-dealers.

Per the firm's SEC filings, AXIOM serves individuals and high-net-worth individuals predominantly. It does not publicly report servicing large institutional investors such as pensions, endowments, or sovereign wealth funds. The client base is built through a retail-oriented advisory model.

No, there is no record of AXIOM engaging in direct private equity or venture capital transactions. The firm's investment strategy relies on mutual funds, exchange-traded funds (ETFs), and third-party separately managed accounts. Its regulatory filings do not list any private-company portfolio holdings.

AXIOM typically charges asset-based fees pursuant to a wrap-fee program arrangement. In this model, clients pay a single bundled fee that covers advisory services, brokerage execution, and custody. The firm may also offer fixed-fee financial planning engagements outside of managed accounts.

AXIOM Investment Solutions relies on a lean team, likely fewer than ten employees, operating from a single location. The firm does not publicly disclose its regulatory assets under management; any number would be an estimate. As a small advisory practice, its scale is measured in individual client relationships rather than institutional mandates.