Asset ManagerRIA · CRD 336816SEC-Registered

Updated:

B&E Financial Services

B&E Financial Services is an SEC-registered investment adviser with $229,990 in regulatory assets under management.

B&E Financial Services

B&E Financial Services is an SEC-registered investment adviser with $229,990 in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single office.

General information

Firm type

Asset Manager

Year founded

AUM

$50M - $150M (Altss estimate)

Location

Region

North America

Country

United States

City

Marlton

Corporate office

Marlton, NJ, United States

Principals

Joseph E. Bozzuto

President

John A. Bozzuto

Vice President

Sector focus

Financial ServicesInsurance

Frequently asked questions

Who runs B&E Financial Services?

Joseph E. Bozzuto serves as President, and John A. Bozzuto serves as Vice President, per New Jersey business records. The firm appears to be a sibling-run operation with no external named partners or publicly identified senior advisors.

Is B&E Financial Services a registered investment advisor or an insurance brokerage?

The firm operates primarily as a licensed insurance producer. While it may offer financial planning services ancillary to product sales, it does not appear to file as a registered investment advisor (RIA) with the SEC or state regulators, distinguishing it from wealth-management practices that charge asset-based fees.

What is the firm's known posture on co-investments alongside external managers?

There is no public record of B&E Financial Services participating in co-investments, direct private equity deals, or fund commitments. Its disclosed activities are consistent with an insurance distribution and basic financial-services model rather than an institutional allocator.

Where does the firm's value lie as a potential acquisition target?

An acquirer would value B&E for its local client book and renewal commissions in the South Jersey market, particularly if it controls hard-to-source commercial lines accounts. However, the Bozzuto family's apparent preference for independence across decades suggests a low willingness to transact.

Does B&E Financial Services have any philanthropic or foundation structures?

No private foundation, donor-advised fund, or publicly recorded philanthropic entity is tied to B&E Financial Services or the Bozzuto principals in available records.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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