Asset ManagerRIA · CRD 307650SEC-RegisteredPrivate Fund Adviser

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Bregal Sagemount

BREGAL SAGEMOUNT III JERSEY LIMITED is a registered investment adviser with the SEC, based in ST HELIER since 2020. It is a subsidiary of Bregal Sagemount.

Bregal Sagemount

BREGAL SAGEMOUNT III JERSEY LIMITED is a registered investment adviser with the SEC, based in ST HELIER since 2020. It is a subsidiary of Bregal Sagemount.

General information

Firm type

Asset Manager

Year founded

2007

Location

Region

North America

Country

United States

City

St Helier

Corporate office

New York, NY, United States

Principals

Mark S. Neuman

Founding Partner and Chief Investment Officer

Thomas W. Fallon

Founding Partner

Kevin R. Rauckman

Founding Partner

Sector focus

Enterprise SoftwareFinTechDigital HealthIndustrials

Frequently asked questions

Who leads investment decisions at Bregal Sagemount?

Mark S. Neuman serves as Founding Partner and Chief Investment Officer, leading the investment team. Thomas Fallon and Kevin Rauckman are also Founding Partners, with decision-making centered at the partnership level.

What type of investments does Bregal Sagemount make?

Bregal Sagemount makes growth equity and structured equity investments in established software, tech-enabled services, and healthcare companies. It targets minority and majority positions in businesses with $20 million to $200 million in revenue.

How is Bregal Sagemount related to the Bregal network?

Bregal Sagemount is part of the Bregal network, a global private equity platform with offices in Europe and North America. The firm was founded independently but has a permanent capital relationship with the Caisse de dépôt et placement du Québec (CDPQ) and other limited partners.

What sectors does Bregal Sagemount focus on?

The firm focuses on enterprise software, fintech, digital health, and industrial technology. It avoids early-stage or venture-style investments and concentrates on proven growth models.

Does Bregal Sagemount participate in fund commitments or direct deals?

Bregal Sagemount primarily makes direct investments in individual companies, both as lead and co-investor. It may also provide structured debt-like equity solutions to portfolio companies.

What distinguishes Bregal Sagemount's investment approach?

The firm uses a flexible equity-plus-credit model that combines growth equity with structured financing. This allows it to reduce risk while offering companies capital that supports both organic growth and acquisitions.

Has Bregal Sagemount disclosed its fundraising activities?

The firm has raised multiple investment funds but does not publicly disclose fund sizes or AUM. Industry reports estimate its total capital managed at around $10 billion in cumulative deployment since inception.

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