Asset ManagerRIA · CRD 329579SEC-Registered

Updated:

Broadspan Asset Management

BROADSPAN ASSET MANAGEMENT LLC is an SEC-registered investment adviser in MIAMI, FL. It has 4 employees and 3 registered investment advisers.

Broadspan Asset Management

BROADSPAN ASSET MANAGEMENT LLC is an SEC-registered investment adviser in MIAMI, FL. It has 4 employees and 3 registered investment advisers. The firm is based in Florida.

General information

Firm type

Asset Manager

Frequently asked questions

Is Broadspan Asset Management open to outside investors?

Broadspan does not maintain a public website or conduct marketing activities that would suggest it seeks outside capital. Its SEC registration as an investment advisor serves the regulatory needs of its existing client base, a structure frequently used by single-family offices that want institutional compliance without opening to external investors.

How is Broadspan structured from a regulatory standpoint?

Broadspan is registered with the SEC as an investment advisor. This means it files Form ADV, maintains a compliance program, and is subject to SEC examination. For family offices, this registration is often a deliberate choice to gain access to institutional service providers, custodians, and certain investment opportunities that require regulated-manager status.

Who runs Broadspan Asset Management?

The principals of Broadspan are not publicly identified. The firm's lack of a website or LinkedIn presence means the individuals responsible for investment decisions and operations remain private, which is consistent with an entity managing single-family wealth where the principals prefer to avoid public profiles.

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