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Capital Market Securities
Capital Market Securities: NY-based boutique broker-dealer structuring private credit and real estate placements for institutional capital sources.
Capital Market Securities
Capital Market Securities, Inc. is an SEC-registered investment adviser since 2022. The firm is registered with the Securities and Exchange Commission. It has maintained this registration since 2022.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Sector focus
Frequently asked questions
What is Capital Market Securities' investment focus?
The firm focuses on originating and structuring private credit and real estate transactions for institutional investors. Its deal flow typically involves middle-market borrowers seeking non-bank financing, with transactions structured as individual placements rather than pooled funds. Specific sectors include bridge lending, special situations, and structured real estate debt.
Does Capital Market Securities operate as a fund or a placement agent?
Capital Market Securities operates as a broker-dealer that originates and structures individual transactions, not as a commingled fund manager. Each investment is structured as a discrete placement with its own capital stack and investor group. The firm earns placement fees rather than management fees or carried interest.
Who are Capital Market Securities' typical clients?
The firm places transactions with institutional capital sources including family offices, credit funds, and other institutional allocators seeking structured credit exposure. On the borrower side, the firm works with middle-market companies, real estate developers, and entities in special situations that fall outside conventional bank lending parameters.
Is Capital Market Securities registered with any regulatory bodies?
As a broker-dealer based in New York, Capital Market Securities is subject to SEC and FINRA registration and oversight, consistent with its role in placing securities with institutional investors. Specific registration details are a matter of public record with FINRA's BrokerCheck system.
What is the firm's geographic focus?
Capital Market Securities is headquartered in New York and primarily sources transactions in the United States. Its real estate placements often involve East Coast and Sunbelt markets where middle-market developers seek non-bank construction or bridge financing.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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