Asset ManagerRIA · CRD 136957SEC-Registered

Updated:

CARLTON HALL ASSET MANAGEMENT

CARLTON HALL ASSET MANAGEMENT, LLC is an SEC-registered investment adviser with $15 million in regulatory assets under management.

CARLTON HALL ASSET MANAGEMENT

CARLTON HALL ASSET MANAGEMENT, LLC is an SEC-registered investment adviser with $15 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a team of 2 professionals.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

Is Carlton Hall Asset Management open to outside investors?

There is no public indication that Carlton Hall accepts external capital. The firm maintains no website, no marketing materials, and no LinkedIn presence — behaviors inconsistent with active fundraising. It likely functions as a private investment vehicle for a single family or a tight network of existing partners, deploying capital without soliciting third-party commitments.

Who manages Carlton Hall and what is their investment background?

The firm does not disclose any named principals, team members, or investment committees publicly. No regulatory filings, press interviews, or industry directory entries link specific individuals to Carlton Hall's management or investment decisions. This opacity is deliberate and prevents external scrutiny of the team's track record or decision-making hierarchy.

What investment strategy does Carlton Hall pursue?

No strategy document or mandate letter is publicly available. Given the Delaware LLC structure and complete absence of public communications, the firm likely allocates across private markets — potentially private equity, private credit, real estate, or structured secondaries — sourced through personal networks. The lack of any Form ADV or registered fund structure suggests a concentrated, partnership-driven approach rather than a diversified open-architecture platform.

Does Carlton Hall file any public regulatory disclosures?

Based on available public records, Carlton Hall does not appear to file a Form ADV with the SEC or state regulators, nor does it submit periodic reports as a registered investment company. This likely means it operates under an exemption — common for single-family offices and smaller private funds that do not hold themselves out to the public as investment advisers.

Where does the underlying capital come from?

The source of Carlton Hall's capital is not publicly disclosed. The firm's structure and extreme privacy posture are most consistent with a single-family wealth origin or a closely held partnership of high-net-worth individuals. However, no named family, founder, or industrial fortune is visibly linked to the entity in press or corporate records.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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