Updated:
CLIENT 1ST ADVISORY GROUP
CLIENT 1ST ADVISORY GROUP is an SEC-registered investment adviser in DUNEDIN, FL, registered since 2013. The firm manages $511 million in assets, $508...
Overview
CLIENT 1ST ADVISORY GROUP is an SEC-registered investment adviser in DUNEDIN, FL, registered since 2013. The firm manages $511 million in assets, $508 million on a discretionary basis. It has 8 employees and 7 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Frequently asked questions
Is CLIENT 1ST ADVISORY GROUP a fee-only or commission-based advisor?
The firm operates under a fee-only registered investment advisor structure. This means it does not accept commissions or third-party payments for recommending specific financial products. The compensation model is designed to align advisor incentives directly with client portfolio outcomes and removes the conflict of interest associated with commission-based brokerage accounts.
What regulatory body oversees CLIENT 1ST ADVISORY GROUP?
As a registered investment advisor in the United States, the firm is regulated at either the state level or by the Securities and Exchange Commission, depending on its total assets under management. Registered investment advisors are bound by the Investment Advisers Act of 1940 and maintain a fiduciary duty to act in the best interest of their clients in all advisory matters.
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: