Asset ManagerRIA · CRD 106266SEC-RegisteredPrivate Fund Adviser

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Cohen & Company

Lester Brafman leads publicly traded asset manager Cohen & Company, which aligns its own balance sheet with insurance clients in structured credit.

Cohen & Company

Cohen & Company is an SEC-registered investment adviser in New York, NY, established in 1986. The firm manages $85.7 billion in assets. It has 367 employees and 60 investment advisers.

General information

Firm type

Asset Manager

Year founded

1999

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Cleveland

Corporate office

Cleveland, OH, United States

Principals

Daniel G. Cohen

Chairman of the Board

Lester R. Brafman

Chief Executive Officer

Sector focus

Private CreditSecondaries & Special SituationsInsuranceFinancial Services

Frequently asked questions

How is Cohen & Company structured differently from a typical private asset manager?

Cohen & Company is a publicly traded C-corporation listed on the NYSE American exchange. That means it funds its investment activities with permanent equity capital from public shareholders alongside client mandates, rather than relying solely on closed-end fund structures and limited-partner commitments. The firm's own financials are reported quarterly, giving allocators a level of transparency into its economics that private partnerships do not provide.

What is Cohen & Company's relationship with the insurance industry?

Insurance companies are the firm's core institutional client base. Cohen & Company's Asset Management segment structures and manages collateralized debt obligations and other credit vehicles specifically for US and European insurers. The firm has built its structured-credit and fixed-income trading capabilities around the regulatory-capital and yield requirements of insurance-company portfolios.

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