Updated:
COMPASS
COMPASS was listed as registered with state securities authorities in the IAPD firm compilation observed on 2026-10-22, with approved registrations in CT,...
Overview
COMPASS was listed as registered with state securities authorities in the IAPD firm compilation observed on 2026-10-22, with approved registrations in CT, FL, NC, NY. In Form ADV filed on 2026-06-30, it reported 5 employees; 118 advisory accounts; services including Educational seminars and workshops, Financial planning, Portfolio management for individuals and small businesses; client categories including High net worth individuals, Individuals (other than high net worth individuals); compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. The feed lists only participating state authorities; it does not establish current registration status.
General information
Firm type
Registered Investment Adviser
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Research COMPASS in Altss
Explore available research and relationship coverage for this adviser in Altss.