Concorde Asset Management, LLC

Overview

Concorde Asset Management, LLC was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22, under CRD 140367. Its retained Form ADV filing date is 2026-07-24. Registration does not constitute approval or endorsement and this dated record does not establish present registration status. The retained SEC submissions snapshot dated 2026-10-14 identifies the reporting manager by CIK 0001631773. The following figures describe historical Form 13F reports, not current financial figures. For the quarter ended 2026-06-30, the report chain filed through 2026-08-18 reports $172,840,551 in Section 13(f) long-position table value across 152 information-table rows and 152 distinct security, option and amount-type positions. Filing accessions: 0001062993-26-004482. For the quarter ended 2026-03-31, the report chain filed through 2026-06-01 reports $203,961,495 in Section 13(f) long-position table value across 207 information-table rows and 207 distinct security, option and amount-type positions. Filing accessions: 0001062993-26-002944. The five largest reported positions by table value for 2026-06-30 are: ISHARES TR, $16,947,542 reported table value; INVESCO EXCH TRADED FD TR II, $9,651,166 reported table value; INVESCO QQQ TR, $8,329,802 reported table value; STATE STR SPDR S&P 500 ETF T, $6,720,203 reported table value; FIRST TR EXCHANGE TRADED FD, $6,322,846 reported table value. Form 13F covers specified long positions, not the full portfolio or total assets under management. It excludes short positions, cash and non-Section 13(f) securities; confidential treatment can omit holdings. Values are historical amounts as filed by the reporting manager, not independently verified market valuations. Put and call positions remain separate from ordinary shares; principal amounts remain separate from share counts. The SEC does not approve these investment holdings.