Conway Capital Management

As a registered investment advisor, Conway Capital almost certainly operates on a fee-only basis, charging clients a percentage of assets under management. The firm's regulatory filings with the SEC or state securities regulators would specify its exact fee schedule, including any minimum account sizes or breakpoint tiers. Fee-only models align advisor incentives with portfolio performance rather than transaction commissions.

The firm's approach centers on fundamental, long-term portfolio construction rather than tactical trading or market timing. Based on its RIA classification and fiduciary duty, Conway Capital likely emphasizes risk-adjusted returns tailored to individual client goals, using a mix of individual securities and managed products. Manager selection and asset allocation are typically the core value-add functions for firms of this profile.

The firm's positioning as a wealth manager suggests a primary focus on high-net-worth individuals and families rather than institutional mandates. Smaller RIAs operating from single-office locations typically lack the infrastructure for pension fund or endowment servicing. Any institutional relationships would likely be disclosed in regulatory filings if they exist.

Conway Capital operates as an independent registered investment advisor, a structure that legally separates it from broker-dealer networks and wirehouses. Independence provides fiduciary flexibility and product-agnostic advice, though it also means the firm lacks the capital backing and institutional resources of larger affiliated platforms.

As a standard RIA practice, Conway Capital likely uses an independent third-party custodian such as Charles Schwab, Fidelity, or Pershing to hold client assets. This separation of custody from advisory authority is a critical investor protection under the Investment Advisers Act of 1940 and is standard across the independent advisory industry.