Bank / Wealth / Trust

Updated:

Cowen and Company (Asia)

TD Securities is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional...

Cowen and Company (Asia) logo

Cowen and Company (Asia)

TD Securities is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional and government clients.

General information

Firm type

Bank / Wealth / Trust

Year founded

1918

AUM

Undisclosed

Location

Region

Asia

Country

Hong Kong

City

Hong Kong

Corporate office

Hong Kong, Hong Kong

Frequently asked questions

How does Cowen and Company (Asia) source deal flow in the region?

As a wholly integrated unit of TD Cowen, the Hong Kong desk draws on the parent platform's equity research, institutional brokerage, and capital markets relationships. Senior bankers originate transactions directly, and the firm's ability to pair advisory with balance-sheet commitment means it competes for mandates upstream from pure advisory shops.

What is the firm's relationship with TD Cowen and TD Securities?

Cowen and Company (Asia) is the Hong Kong-based investment banking arm of TD Cowen, which itself operates as the broker-dealer and investment banking division of Toronto-Dominion Bank's TD Securities unit. The Asia entity executes the same full-service strategy — advisory, capital raising, and restructuring — within its regional jurisdiction.

Does the Hong Kong office operate independently from the US parent?

No. The platform is a direct extension of TD Cowen's investment banking franchise, not a separately managed affiliate. Deal teams in Hong Kong coordinate with sector and product groups globally, giving regional mandates access to TD Cowen's North American and European distribution and underwriting capacity.

What transaction stages does Cowen and Company (Asia) target?

The platform covers the full range: seed and early-stage venture, growth and expansion capital, buyouts, spin-offs, PIPEs, and venture debt. It also maintains an active restructuring and recapitalization practice, matching the parent bank's mandate-agnostic approach to deal execution.

Does the firm disclose assets under advisory or a dedicated headcount for Asia?

Neither figure is publicly disclosed. The entity operates under the consolidated TD Cowen brand, and no separate AUM, team size, or transaction volume is reported for the Hong Kong office alone.

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