otherRIA · CRD 158127SEC-Registered

Updated:

David Ettl Financial

DAVID ETTL FINANCIAL is an SEC-registered investment adviser with $25 million in regulatory assets under management. The firm has 1 employee and 1 investment...

David Ettl Financial

DAVID ETTL FINANCIAL is an SEC-registered investment adviser with $25 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single office.

General information

Firm type

other

Location

Region

North America

Country

United States

Corporate office

United States

Principals

David Ettl

Founder

Sector focus

Financial ServicesPrivate CreditReal EstateHedge Funds

Frequently asked questions

Who runs investment decisions at David Ettl Financial?

David Ettl is the founder and principal, overseeing investment strategy and client portfolios. The firm does not publicly list a separate CIO or investment committee.

Does David Ettl Financial participate in fund commitments or only direct deals?

The firm allocates to both pooled vehicles like hedge funds and private credit funds, potentially also engaging in direct co-investments. Public records suggest a fund-of-funds and separately managed account approach.

What investment stages does David Ettl Financial typically target?

Targets include private credit opportunities across distressed and direct lending, hedge fund strategies across multi-manager and event-driven funds, and commercial real estate investments. Stage preference is not explicitly public.

Which sectors does David Ettl Financial explicitly avoid?

No specific sector exclusions have been publicly stated. The firm's known allocations concentrate on financial services, real estate, and alternative credit.

How does David Ettl Financial source proprietary deal flow?

Deal flow likely originates through direct relationships with fund managers, placement agents, and co-investment networks. The firm does not disclose a formal sourcing team.

Is David Ettl Financial structured as a single family office or does it operate more like a venture firm?

Public records indicate David Ettl Financial operates as a registered investment advisor (RIA) serving multiple families, not a single family office. It functions as a multi-client advisory firm with an asset management arm.

Where does the underlying wealth come from?

The origin of capital managed by the firm is not publicly disclosed. Clients are high-net-worth individuals, but specific family names or wealth sources are not identified.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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