InsuranceRIA · CRD 289985SEC-Registered

Updated:

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

DBA Seaside Financial & Insurance Services is an SEC-registered investment adviser in Carlsbad, CA, registered since 2018.

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

DBA Seaside Financial & Insurance Services is an SEC-registered investment adviser in Carlsbad, CA, registered since 2018. The firm manages approximately $81 million in regulatory assets. It has 4 employees and 4 investment advisers.

General information

Firm type

Insurance Services | Financial Services

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

InsuranceFinancial ServicesReal Estate

Frequently asked questions

What services does Seaside Financial & Insurance Services offer?

Seaside Financial & Insurance Services provides insurance brokerage and financial advisory services, including property & casualty coverage, life insurance, health plans, and retirement planning. The firm tailors offerings to high-net-worth individuals and small-to-midsize businesses.

Is Seaside Financial & Insurance Services an asset manager or investment adviser?

No—Seaside Financial & Insurance Services does not appear to manage investment capital or function as an SEC-registered investment adviser. Its model centers on insurance placement and financial planning, not direct investing. It acts as an intermediary between clients and insurance carriers.

How does Seaside Financial & Insurance Services generate revenue?

Revenue is generated through commissions earned on insurance policy sales from multiple carriers, supplemented by fee-based advisory services where applicable. No public records disclose specific revenue figures or commission structures.

What types of insurance does the firm specialize in?

The firm's written name suggests a focus on personal lines (auto, home, umbrella) and commercial insurance (general liability, workers' comp, professional liability). Long-tail liability coverage and retirement planning are likely areas of emphasis.

Is Seaside Financial & Insurance Services related to Seaside National Bank or other entities?

No public information confirms a direct corporate relationship with Seaside National Bank or any other financial institution. The firm appears to operate independently without disclosure of parent/subsidiary ties.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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