Private EquityRIA · CRD 149596SEC-Registered

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Delta Investment Management

Delta Investment Management is a US-registered RIA that lists Seoul as its HQ and tags a private equity strategy, with no public portfolio.

Delta Investment Management

Delta Investment Management, LLC is registered as an investment advisor in the United States and appears as the named entity behind the consumer-facing financial advisory website URA Group AZ. That site markets a proprietary retirement planning process called CORE, offering portfolio design, investment stress testing, 401(k) rollovers, and insurance planning — a standard menu for a US retail retirement advisory. The entity simultaneously lists Seoul, South Korea as its headquarters in institutional datasets and declares a private equity strategy spanning venture capital, seed, and startup stages. The strategy tag set — Early Stage, Seed, Start-up, Venture (General) — implies deployment across illiquid company stakes, though no named portfolio companies, deal announcements, or fund closes are publicly verifiable in English-language sources. The firm’s own website makes no mention of private equity or venture capital activities; every consumer-facing page is dedicated to retirement and insurance planning for US households. There is no separate institutional-investor portal or team bios that would clarify whether the private equity strategy is active or aspirational. No AUM, team headcount, or offices beyond Seoul appear in any public filing traceable to Delta Investment Management. The firm’s registration status as an RIA in one jurisdiction while flagging private equity out of another creates a compliance footprint that is unusual for both pure play VC firms and standalone US advisory shops. No adjacent vehicles, philanthropic foundations, or co-investor clubs are disclosed. What distinguishes Delta Investment Management structurally is not a sourcing model or a succession framework but the very opacity of its mandate: a US-registered retirement advisor that self-reports as a Seoul-based venture investor with no visible portfolio. This dual posture — retail fiduciary and unverified private equity strategy — makes it impossible for an outside allocator to diligence either side using the other as confirmation.

General information

Firm type

Private Equity

Year founded

AUM

Undisclosed

Location

Region

Asia

Country

South Korea

City

Seoul

Corporate office

Seoul, South Korea

Frequently asked questions

Is Delta Investment Management primarily a venture capital firm or a US retirement advisor?

Public records create a split picture. The firm is registered as a US investment advisor (Delta Investment Management, LLC) and markets retirement planning, 401(k) rollovers, and insurance to US households through URA Group AZ. Altss research records also classify the entity as a private equity firm based in Seoul targeting venture and early-stage strategies. The firm's own website contains no mention of venture capital or private equity activities, leaving the relationship between the advisory and private equity functions unverified.

Does Delta Investment Management disclose any portfolio companies or realized exits?

No. No named portfolio companies, co-investors, or exit events are publicly available in English-language sources. The firm's website shows no investment-track-record page, and institutional databases carry no deal history tied to the Delta Investment Management name, making it impossible to independently verify whether the tagged private equity strategy has been deployed.

How is URA Group AZ related to Delta Investment Management?

URA Group AZ is the consumer-facing brand under which Delta Investment Management, LLC provides advisory services. The website footer explicitly states: 'Investment Advisory Services Provided by Delta Investment Management. LLC – A Registered Investment Advisory.' URA Group AZ operates the proprietary CORE retirement planning process and lists no principals or advisors by name on its site.

What investment stages does Delta Investment Management target?

Altss research tags Delta Investment Management's strategy as covering Early Stage, Seed, Start-up, and Venture (General). Without named deals, fund vehicles, or a public track record, the operational reality of those stage tags cannot be confirmed from external sources.

Does Delta Investment Management disclose its assets under management or team size?

Neither AUM nor a professional headcount has been made public by the firm. The firm's US Form ADV — which would normally disclose regulatory AUM for a registered investment advisor — is not linked or referenced on any of its consumer-facing properties, and no institutional data provider carries an independently sourced AUM figure.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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