Asset ManagerRIA · CRD 174421SEC-Registered

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DES Financial Group

DES FINANCIAL GROUP, LLC is an SEC-registered investment adviser in BREA, CA. The firm manages approximately $34 million in regulatory assets.

DES Financial Group

DES FINANCIAL GROUP, LLC is an SEC-registered investment adviser in BREA, CA. The firm manages approximately $34 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Frequently asked questions

Does DES Financial Group invest directly in private companies or venture funds?

No. The firm's ADV and available public record describe a practice limited to publicly traded securities and mutual funds. There is no indication of direct private company investments, venture fund commitments, co-investment platforms, or special purpose vehicles.

What asset classes does DES Financial Group manage?

According to its regulatory filings, DES Financial Group allocates across equities, fixed income, and mutual funds. It does not publicly disclose expertise in alternatives, real estate, private credit, or other institutional asset classes.

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