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DI Investment Management LP
DI Investment Management LP is a registered investment adviser managing $55M in pooled vehicles, based in New Vernon, New Jersey.
DI Investment Management LP
DI Investment Management LP registered as an investment adviser with the SEC in 2023, according to the firm's Form ADV. The firm operates from an address in New Vernon, New Jersey, a location that has housed other private investment firms. Its registration covers discretionary management of pooled investment vehicles, suggesting a fund-based approach rather than separate accounts. The firm's disclosed investment strategies include equity securities (exchange-traded and over-the-counter), corporate bonds (investment-grade and high-yield), and U.S. government securities. Public filings show it manages a single pooled vehicle with assets under management of $55 million as of the most recent Form ADV filing. The small AUM indicates an early-stage operation, possibly seeded by a single family or concentrated group of investors. Team size is minimal — the firm lists three key employees in its Form ADV, of whom two are investment advisory representatives and one is a management person. No additional offices beyond the New Vernon location are disclosed. The firm has not reported any advisory affiliations or regulatory actions, and its registration is current through the end of 2024. The firm's structural differentiator is its registration as an exempt reporting adviser (ERA) under SEC Rule 203(m)-1, which allows it to operate with lighter reporting obligations while managing less than $150 million in private fund assets. This posture suggests the firm is in a growth phase, with potential to scale as it attracts additional capital.
General information
Firm type
Asset Manager
Year founded
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AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Who runs investment decisions at DI Investment Management LP?
The SEC Form ADV lists three key employees, including two investment advisory representatives and one management person. The firm has not publicly named a single principal or CIO in its filings. The advisory structure suggests a small team managing the portfolio collectively, with no dominant individual identified externally.
How does DI Investment Management LP source deal flow or investment ideas?
The firm's Form ADV indicates it relies primarily on publicly traded securities—equity and fixed income—rather than proprietary private deal flow. Investment decisions likely derive from public market research, macroeconomic analysis, and fundamental bottom-up stock picking. No private company investments or direct co-investments are disclosed in its filings.
Is DI Investment Management LP structured more like a hedge fund or a long-only asset manager?
The firm's pooled vehicle structure and disclosed strategies (long equity, corporate bonds, government securities) resemble a long-biased hedge fund or a multi-asset mutual fund. Its designation as an exempt reporting adviser under the SEC's private fund rules suggests it operates in a hedge fund–like regulatory framework. However, the small AUM and single vehicle make it closer to an emerging manager than a established institutional firm.
Does DI Investment Management LP participate in fund commitments or only direct investments?
Based on its SEC filings, DI Investment Management LP manages a direct pooled investment vehicle—not a fund-of-funds or a feeder structure. The firm's disclosures do not mention any investments in external funds or partnerships. Its strategy focuses on direct positions in publicly traded securities.
What investment stages does DI Investment Management LP typically target?
The firm's portfolio, as indicated by its disclosed holdings, is concentrated in publicly traded equities and bonds. This implies a focus on liquid, secondary market securities rather than venture or growth-stage private investments. No exposure to private placements or illiquid assets has been reported.
Where does the underlying wealth come from?
DI Investment Management LP has not disclosed the source of its managed capital. The pooled vehicle structure and the firm's New Jersey address suggest it may serve a local family or group of investors, but no specific wealth origin is publicly available. The firm's Form ADV lists no related persons or controlling entities, further obscuring the capital source.
Does DI Investment Management LP maintain philanthropic structures?
No philanthropic structures, foundations, or charitable vehicles have been publicly associated with DI Investment Management LP. The firm's SEC filings do not reference any such entities. Given its early-stage size and limited public profile, the firm likely does not maintain a separate philanthropic arm.
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