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Drake & Associates
Drake & Associates is an SEC-registered investment adviser in Waukesha, WI, registered since 2019. The firm manages $607 million in assets. It has 36 employees...
Drake & Associates
Drake & Associates is an SEC-registered investment adviser in Waukesha, WI, registered since 2019. The firm manages $607 million in assets. It has 36 employees and 13 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Location
Region
North America
Country
United States
City
Waukesha
Corporate office
Waukesha, WI, United States
Principals
Tony Drake
CEO
Sector focus
Frequently asked questions
What is Tony Drake's investment philosophy?
Tony Drake emphasizes retirement-income reliability over benchmark-relative performance. His approach prioritizes capital preservation, inflation-hedged withdrawal strategies, and tax-efficient distribution sequencing. Portfolio construction integrates equities for growth, fixed income for stability, and insurance products where guaranteed income floors are appropriate — all coordinated to meet specific client retirement-liability schedules rather than generic risk-tolerance models.
Does Drake & Associates operate as a fiduciary?
Yes. Drake & Associates is structured as a registered investment adviser, which imposes a fiduciary duty requiring the firm to act in its clients' best interests at all times. This legal standard means the firm's advisors must disclose conflicts, avoid self-dealing, and recommend only those products and strategies that serve client goals rather than generating commissions or sales incentives.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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