Asset ManagerRIA · CRD 313193SEC-RegisteredPrivate Fund Adviser

Updated:

Duggal Asset Management

Duggal Asset Management is a SEC-registered investment adviser with limited public disclosure. No AUM, leadership, or strategy details are confirmed.

Duggal Asset Management

Duggal Asset Management, LLC is registered with the SEC as an investment adviser. Public records indicate the firm was established at some point prior to regulatory filings but no founding year, office location, or principal names are confirmed. The firm’s name suggests a connection to the Duggal family, known for real estate and technology ventures, but that link is unverified. The firm’s investment strategy and asset-class preferences are not publicly disclosed. No portfolio companies, deals, or co-investors are known. The geographic footprint is unclear. No team size or additional offices have been reported. There is no known philanthropic foundation or adjacent operating vehicle linked to the firm. No recent operational events are available. The firm’s structural differentiator cannot be assessed due to opaque public reporting. It may serve as a proprietary family office or a multi-generational wealth management entity, but this remains speculative.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

Is Duggal Asset Management a family office?

The firm is registered as an investment adviser with the SEC. While the name suggests a family connection, there is no public confirmation it operates as a single-family office rather than an asset manager for external clients.

What is the firm’s regulatory status?

Duggal Asset Management, LLC is registered with the U.S. Securities and Exchange Commission as an investment adviser. Registration does not imply a particular level of skill or training.

Who leads Duggal Asset Management?

No principals or executives are publicly named in connection with this firm. The ownership and leadership structure remain undisclosed.

What is the firm’s investment focus?

No investment strategy, sector preferences, or asset-class allocations have been publicly reported. The firm’s website and marketing materials are not available.

Where does the underlying wealth come from?

The origin of the firm’s capital is not disclosed publicly. The surname Duggal may be associated with Indian-American business families, but no direct link has been verified.

Does the firm file publicly with the SEC?

As a registered investment adviser, it files Form ADV with the SEC. Those filings are public but were not captured for this profile. They may list AUM, client type, and fee structure.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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