Updated:
ELLS Financial Services LLC
ELLS Financial Services LLC is an investment adviser registered with the State of California. Its registration was approved effective 24 November 2015 and its...
ELLS Financial Services LLC
ELLS Financial Services LLC is an investment adviser registered with the State of California. Its registration was approved effective 24 November 2015 and its IAPD record, CRD 175408, is active. The firm is not registered with the Securities and Exchange Commission: IAPD reports it as state-registered, with no SEC registration and no SEC file number. It is a two-person firm. Its Form ADV, most recently filed on 11 June 2026, reports two people, both of whom perform investment advisory functions. SEC IAPD records list two individuals affiliated with the firm: Sherry Lynne Radmore (CRD 3068242) and Gregory Neal Lewis (CRD 3068246), both at the firm's Anaheim, California office. It is a registered investment adviser, not a family office. Altss holds no record of a website, private funds or a disclosed investment mandate for the firm, and makes no claim about any of them.
General information
Firm type
Registered Investment Adviser
Location
Region
North America
Country
United States
City
Anaheim
Corporate office
Anaheim, CA, United States
Principals
Sherry Lynne Radmore
Managing Member and Chief Compliance Officer
Gregory Neal Lewis
Managing Member
Frequently asked questions
Is ELLS Financial Services registered with the SEC?
No. It is registered with the State of California, approved effective 24 November 2015. SEC IAPD records for CRD 175408 report the firm as state-registered and not SEC-registered, and it holds no SEC file number.
How many people work at ELLS Financial Services?
Two. The firm's Form ADV, most recently filed on 11 June 2026, reports two people, both performing investment advisory functions, and the firm states it has two members and no other staff.
Who runs ELLS Financial Services?
SEC IAPD lists two individuals affiliated with the firm: Sherry Lynne Radmore (CRD 3068242), recorded as Managing Member and Chief Compliance Officer, and Gregory Neal Lewis (CRD 3068246), recorded as Managing Member. Both are shown at the firm's Anaheim, California office. Altss publishes no other personnel for the firm.
Is ELLS Financial Services a family office?
No. It is an investment adviser registered with the State of California.
What does Altss know about the firm's mandate, principals or assets?
Its public regulatory record. SEC IAPD lists two affiliated individuals, Sherry Lynne Radmore (CRD 3068242) and Gregory Neal Lewis (CRD 3068246), at the firm's Anaheim, California office. Beyond that record, Altss holds no website, private funds, disclosed assets under management or stated investment mandate for the firm, and makes no claim about any of them.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: