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Erickson Financial Group
Erickson Financial Group launched in 2013 as an Allentown-based registered investment advisor, founded by principal Kenneth Erickson. The firm serves...
Erickson Financial Group
Erickson Financial Group launched in 2013 as an Allentown-based registered investment advisor, founded by principal Kenneth Erickson. The firm serves individuals, high-net-worth families, and other entities across the Lehigh Valley region, operating under the fiduciary standard that requires advisors to place client interests ahead of their own. The firm's service mix spans asset management, comprehensive financial planning, portfolio management, and pension consulting. For retirement plan sponsors, Erickson provides investment selection, monitoring, and participant education services. The firm's geographic footprint centers on eastern Pennsylvania, with the Lehigh Valley's manufacturing, healthcare, and logistics sectors forming the economic base of its client community. Erickson Financial Group operates as a boutique wealth manager with a deliberately contained footprint. The firm maintains a single office in Allentown, reflecting a model built on direct client relationships rather than scale. Its pension consulting practice serves local businesses, while its private wealth side advises individual clients on investment management and retirement income strategies. As a registered investment advisor rather than a broker-dealer, Erickson Financial Group operates under a regulatory structure that mandates fee transparency and a duty of care. This fiduciary framework shapes the firm's posture — it cannot sell commission-based products that might conflict with client outcomes, a structural constraint that defines how it competes with larger national wealth managers in the Pennsylvania market.
General information
Firm type
Bank / Wealth / Trust
Year founded
2013
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Allentown
Corporate office
Allentown, PA, United States
Principals
Kenneth Erickson
Principal
Sector focus
Frequently asked questions
Is Erickson Financial Group structured as a registered investment advisor or a broker-dealer?
The firm operates as a registered investment advisor, which means it is bound by the fiduciary standard under the Investment Advisers Act of 1940. This requires Erickson to place client interests first and disclose any conflicts of interest. The RIA structure typically involves fee-based compensation rather than commission-driven product sales, a distinction that matters for institutional and high-net-worth allocators evaluating service models.
What types of clients does Erickson Financial Group serve?
Per public record, Erickson advises individuals, high-net-worth individuals, families, and other entities. The firm also provides pension consulting services, which suggests a book of business that includes retirement plan sponsors such as local businesses and organizations. The dual focus on private wealth and institutional retirement plans shapes a practice that spans both personal financial planning and fiduciary plan-level advisory work.
What investment services does the firm actually perform in-house?
Erickson lists asset management, portfolio management, and financial planning as core services. For retirement plan clients, the firm provides investment selection, monitoring, and participant education. The extent to which investment management is discretionary versus non-discretionary is not publicly disclosed, a detail that an allocator would typically clarify during due diligence.
How does Erickson Financial Group source clients?
The firm does not publicly detail its client acquisition model. Given its single-office footprint in Allentown and the locally grounded nature of its pension consulting practice, client relationships likely originate through professional networks, referrals from existing clients, and direct engagement with Lehigh Valley businesses. There is no indication of a national marketing presence or institutional sales effort.
Who makes investment decisions at Erickson Financial Group?
Kenneth Erickson, the firm's founder and principal, is the named individual associated with the firm. Publicly available information does not list additional investment committee members, portfolio managers, or a CIO. For an allocator evaluating the firm, understanding whether investment decisions rest with a single individual or a committee would be a key diligence question.
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