OtherRIA · CRD 117134SEC-Registered

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ESTATE & RETIREMENT STRATEGIES LLC

ESTATE & RETIREMENT STRATEGIES LLC is an SEC-registered investment adviser in TEMPE, AZ. The firm manages approximately $4 million in regulatory assets.

ESTATE & RETIREMENT STRATEGIES LLC

ESTATE & RETIREMENT STRATEGIES LLC is an SEC-registered investment adviser in TEMPE, AZ. The firm manages approximately $4 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Other

Frequently asked questions

What services does Estate & Retirement Strategies LLC provide?

The firm focuses on estate planning and retirement income strategies, per public record. Services involve tax-efficient wealth transfer, trust creation, and retirement income distribution. No specific client type or minimum asset threshold is disclosed.

Is Estate & Retirement Strategies LLC a registered investment advisor?

No public record indicates SEC or state registration as an investment advisor. The firm's LLC structure suggests it may operate as a consulting or planning entity rather than a fiduciary asset manager. Clients should verify registration status directly.

What geographic area does Estate & Retirement Strategies LLC serve?

Operations appear to be domestic within the United States, per public record. No international offices or cross-border services are documented. The exact states of operation are not specified.

How does Estate & Retirement Strategies LLC compare to a family office?

Unlike a family office that manages investments directly, this entity appears to offer advisory services for estate and retirement planning. Its focus on tax and distribution strategies differs from multi-asset portfolio management. No AUM or deployment data exists to evaluate scale.

Who leads Estate & Retirement Strategies LLC?

No principal names, titles, or biographies are publicly available. The firm does not disclose leadership on its LinkedIn or a website. Any operational details would require direct inquiry.

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