Asset ManagerRIA · CRD 134675SEC-Registered

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Fairway Financial

Fairway Financial, LLC is an SEC-registered investment adviser in Casselberry, FL, registered since 2024. The firm manages $160 million in regulatory assets...

Fairway Financial

Fairway Financial, LLC is an SEC-registered investment adviser in Casselberry, FL, registered since 2024. The firm manages $160 million in regulatory assets under management, $160 million of which is discretionary. It has 3 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

City

Corporate office

Frequently asked questions

Is Fairway Financial registered with the SEC?

Yes. Fairway Financial, LLC appears in the SEC's Investment Adviser Public Disclosure database as a registered investment adviser. The firm has filed Form ADV through the required electronic filing system, which confirms its regulatory standing to provide discretionary portfolio management services in the United States. No disciplinary disclosures are recorded in its regulatory history.

Does Fairway Financial manage pooled investment vehicles like hedge funds or private equity funds?

No. Based on the firm's public SEC filings, Fairway Financial does not manage or sponsor pooled investment vehicles. The firm advises only separate accounts and does not participate in private fund structures or fund-of-fund arrangements. Its clients are individuals and, in some cases, entity-level accounts rather than investors in commingled vehicles.

How does Fairway Financial charge for its services?

The firm's Form ADV indicates it charges a fee based on a percentage of assets under management, which is typical for discretionary separate-account management. Fairway Financial does not bill performance-based fees according to available filings, suggesting a straightforward, long-only or balanced mandate rather than a hedge-fund-style incentive structure.

What is Fairway Financial's known stance on co-investments?

No co-investment activity has been documented. Because the firm does not manage commingled funds or participate in club-deal structures, co-investment opportunities are not part of its reported operational toolkit. The firm's regulatory characterization is that of a pure separate-account manager, which typically implies direct, not syndicated, investment execution.

Who manages Fairway Financial?

The firm has not published the names of its principals. SEC filings occasionally list the chief compliance officer and controlling persons, but in the absence of a website or LinkedIn presence, no verified leadership roster is publicly available. This opacity supports the view that the firm is a sole-practitioner or small-partnership vehicle.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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