Farnsley Wealth Management

Yes, the firm operates as a registered investment advisor. RIAs are regulated either by the SEC or state securities regulators, depending on total assets under management. As a fiduciary, the firm is legally required to place client interests ahead of its own. Its Form ADV filing, which is publicly accessible through the SEC's Investment Adviser Public Disclosure website, would detail its exact registration status, services, fee schedules, and any disciplinary history.

The firm serves private clients — individuals, families, and potentially trusts or small retirement plans — from its Louisville base. There is no public evidence of institutional separate accounts, fund-of-fund mandates, or nonprofit endowment relationships. A typical practice of this size focuses entirely on households rather than competing for institutional consultant databases.

Client portfolios are built from publicly traded securities. The firm likely uses individual stocks and bonds for larger accounts, layered with mutual funds or ETFs to achieve diversified exposure across US and international equities, fixed income, and possibly real-asset or alternative sleeves. There is no record of proprietary funds, interval funds, or direct private-market investments.

The firm's Form ADV lists its control persons, who typically serve as chief compliance officer and lead portfolio managers. In a boutique RIA of this size, the founder or named managing principal often chairs the investment committee and personally sets asset-allocation policy. Specific names are a matter of public record accessible through a direct ADV search but are not captured in commercial aggregation databases.

The firm does not have a known posture on co-investments. Its standard regulatory filing is not expected to mention co-investment rights, club deals, or access to GP-led secondary transactions. The firm's business model is oriented toward manager selection in public markets rather than sourcing private deal-by-deal exposure.