Asset ManagerRIA · CRD 110594SEC-Registered

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Financial Steward Associates

Financial Steward Associates, LLC is an SEC-registered investment adviser with offices in Boulder, CO. The firm employs three employees and three investment...

Financial Steward Associates

Financial Steward Associates, LLC is an SEC-registered investment adviser with offices in Boulder, CO. The firm employs three employees and three investment advisers. It operates with a team of six professionals.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

Frequently asked questions

Is Financial Steward Associates still an active firm?

No. Financial Steward Associates withdrew its SEC registration in March 2016 and has not filed subsequent state or federal regulatory documents. Public records indicate the firm wound down operations and is no longer accepting advisory clients.

What services did Financial Steward Associates provide?

The firm offered discretionary portfolio management, financial planning and pension consulting. It managed separate accounts invested primarily in publicly traded equities and fixed-income instruments, with no pooled vehicles or private funds.

Where was Financial Steward Associates headquartered?

The firm maintained a single office in Great Falls, Virginia, located in the Washington, D.C. metropolitan area. No additional branch offices were listed in its regulatory filings.

What was the firm's approach to portfolio management?

Financial Steward Associates described its approach as fundamental security analysis applied to long-only equity and fixed-income portfolios. It did not use performance-based fees and did not sponsor or manage any alternative investment products.

Does Financial Steward Associates have any successor entity?

Public records show no direct successor. The adviser's CRD number and regulatory profile indicate a termination of the entity rather than a merger or acquisition by another registered investment adviser.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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