Asset ManagerRIA · CRD 131807SEC-Registered

Updated:

Fitzpatrick Financial Solutions

Fitzpatrick Financial Solutions, LLC is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 1 employee...

Fitzpatrick Financial Solutions

Fitzpatrick Financial Solutions, LLC is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single investment adviser.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

Frequently asked questions

Is Fitzpatrick Financial Solutions a registered investment adviser?

No Form ADV registration is on file with the SEC or state securities regulators under this entity name. This suggests the firm either operates under a private adviser exemption, manages solely family capital, or does not provide investment advisory services to external clients. Without registration, the firm faces no public disclosure requirements regarding AUM, fee structures, or disciplinary history.

What is the firm's investment mandate?

No public filings, press releases, or media coverage describe the firm's investment strategy or current mandate. If the entity functions as a family office, its mandate typically reflects the preferences of the underlying principal or family rather than institutional LP constraints. If it operates as an external advisory practice, its mandate is undocumented and would be defined solely by client agreements.

Who owns and operates Fitzpatrick Financial Solutions?

Named principals are not disclosed in state registration records or public media sources. The entity's filings identify it only as a member-managed or manager-managed LLC, without listing individual names. Ownership concentration in a domestic LLC structure commonly indicates a single-family vehicle or a small partnership group, but no public attribution to a specific individual or family can be confirmed.

Does the firm manage any publicly traded assets through 13F filings?

No 13F filings exist under this entity name, indicating that the firm either does not exercise investment discretion over $100M or more in publicly traded US equities, or manages such positions through a different filing entity. Institutional allocators tracking quarterly 13F movements will not find this entity in the EDGAR database.

What is known about the firm's structure for co-investment or external participation?

Nothing in the public record indicates external fundraising, co-investment syndication, or acceptance of outside LP capital. The firm's absence from private placement databases, press mentions of club deals, and regulatory filings strongly suggests it operates as a closed capital vehicle serving an internal constituency rather than a platform that sources or accepts third-party commitments.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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