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FLAHERTY & CRUMRINE INCORPORATED
FLAHERTY & CRUMRINE INCORPORATED is an SEC-registered investment adviser in PASADENA, CA, since 1983.
FLAHERTY & CRUMRINE INCORPORATED
FLAHERTY & CRUMRINE INCORPORATED is an SEC-registered investment adviser in PASADENA, CA, since 1983. The firm manages approximately $4.1 billion in assets. It has 14 employees and 8 investment advisers.
General information
Firm type
Asset Manager
Year founded
1983
AUM
$1B - $5B (public record estimate) (Altss estimate)
Location
Region
North America
Country
United States
City
Pasadena
Corporate office
Pasadena, CA, United States
Principals
Robert Flaherty
Co-Founder
Donald Crumrine
Co-Founder
Sector focus
Frequently asked questions
Who runs investment decisions at Flaherty & Crumrine Incorporated?
Co-founders Robert Flaherty and Donald Crumrine have led the firm since its founding in 1983. The firm is managed as an independent asset manager rather than a single-family office.
How does Flaherty & Crumrine source proprietary deal flow?
The firm sources investments through public and private fixed-income markets, including preferred securities and convertible bonds. It does not rely on a proprietary family-office network for deal flow.
Is Flaherty & Crumrine structured as a single family office?
No. Flaherty & Crumrine is an SEC-registered investment adviser that manages pooled vehicles and separate accounts for institutional and retail clients. It does not manage a single-family fortune.
What investment stages does Flaherty & Crumrine typically target?
The firm focuses on income-oriented securities, including preferred stocks, convertibles, and fixed-income instruments traded across stages of issuance and secondary markets. It does not concentrate on early-stage or venture investments.
Which sectors does Flaherty & Crumrine explicitly avoid?
The firm typically avoids high-growth equity sectors and speculative positioning, preferring income generation and capital preservation. It does not maintain publicly stated exclusions.
How is Flaherty & Crumrine related to any parent or spinout entity?
The firm operates independently without a disclosed parent company or spinout relationship. It is not a subsidiary of a larger financial group.
Where does the underlying wealth come from?
The firm's wealth origin is not publicly tied to a specific family or individual. It manages third-party capital through publicly traded funds and institutional mandates.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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