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Forum Financial Management
Forum Financial Management is an SEC-registered investment adviser in LOMBARD, IL, registered since 2009. The firm manages approximately $8.7 billion in...
Overview
Forum Financial Management is an SEC-registered investment adviser in LOMBARD, IL, registered since 2009. The firm manages approximately $8.7 billion in regulatory assets. It has 143 employees and 94 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2009
Location
Region
North America
Country
United States
City
Lombard
Corporate office
Lombard, IL, United States
Frequently asked questions
Is Forum Financial Management a fiduciary?
Yes. As a registered investment advisor, Forum Financial Management is legally bound to the fiduciary standard under the Investment Advisers Act of 1940. This means the firm must always prioritize client interests ahead of its own in all investment recommendations and advisory decisions.
Does Forum Financial Management use proprietary investment products?
No. Forum operates as an independent RIA, constructing client portfolios from third-party mutual funds, ETFs, and separate account managers. This open-architecture approach avoids the conflicts inherent in selling proprietary funds or in-house products.
What types of retirement plans does Forum advise?
Forum Financial Management provides consulting and fiduciary services to employer-sponsored retirement plans, including 401(k) plans, 403(b) plans, and profit-sharing arrangements. Services include investment menu design, participant education, and ongoing plan-level fiduciary oversight.
Who are Forum Financial Management's typical clients?
The firm primarily serves high-net-worth individuals, families, and small-to-midsize business owners in the greater Chicago area. It also acts as an advisor to corporate retirement plans, offering plan-level investment and fiduciary services.
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