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Foundational Capital Management
Foundational Capital Management, LLC is a state-registered investment adviser with its headquarters in Ontario, CA. The firm provides investment advice to...
Overview
Foundational Capital Management, LLC is a state-registered investment adviser with its headquarters in Ontario, CA. The firm provides investment advice to clients. It is based in Southern California.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Frequently asked questions
Is Foundational Capital Management an active SEC registrant?
Yes. The most recent Form ADV filing with the SEC was submitted in 2024, listing the firm as a registered investment adviser and hedge fund sponsor. It is not registered as a broker-dealer.
Who leads investment decisions at Foundational Capital Management?
The firm does not publicly disclose its organizational structure or the names of any principals. The 2024 SEC filing lists no officers, directors, or control persons in the standard public summary sections.
What is Foundational Capital Management's level of assets under management?
The firm has explicitly declined to disclose its regulatory assets under management in its most recent SEC filing. No credible public estimate exists, and it does not appear in commercial databases that track hedge fund AUM.
Does Foundational Capital Management have a public investment track record?
No. The firm maintains no public website, no social media presence, and does not appear in major hedge fund databases. Its 2024 SEC filing confirms the absence of any public-facing marketing or investor portal.
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