Bank / Wealth / TrustRIA · CRD 322042SEC-Registered

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Galapagos Advisory

Galapagos Advisory was founded in 2022 and operates from Miami, Florida. The firm registered with the SEC as a Registered Investment Adviser and provides...

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Galapagos Advisory

Galapagos Advisory was founded in 2022 and operates from Miami, Florida. The firm registered with the SEC as a Registered Investment Adviser and provides portfolio management to individuals, trusts, corporations, and institutional clients. It conducts business on both a discretionary and non-discretionary basis, tailoring mandates to each client rather than running a single pooled vehicle. Galapagos constructs portfolios across public equities, fixed income, and mutual funds or ETFs, with services also encompassing financial planning and retirement consulting. The firm uses a multi-custodial model, meaning client accounts sit at independent third-party custodians such as Schwab or Fidelity while Galapagos retains trading authority. The Miami location positions it for Latin American cross-border families, a common demographic for South Florida wealth managers, though the firm has not publicly disclosed specific international client concentrations. Team size and total regulatory assets remain undisclosed, and the firm has issued no public announcements about headcount, office expansions, or senior hires since formation. No affiliated philanthropic vehicles, fund structures, or club-investment networks are known. The absence of a public LinkedIn presence and minimal web footprint makes peer benchmarking difficult. Structurally, Galapagos Advisory is a small, independent RIA in a market dominated by aggregators and wirehouse breakaways. Its differentiator — if any — is the untethered, fee-only, multi-custodial architecture rather than a proprietary product suite or vertically integrated platform. Without a named founder or published track record, the firm's succession, governance, and sourcing model remain opaque to outside allocators.

General information

Firm type

Bank / Wealth / Trust

Year founded

2022

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Miami

Corporate office

Miami, FL, United States

Frequently asked questions

How does Galapagos Advisory custody client assets?

Galapagos Advisory uses a multi-custodial model rather than holding assets in-house. Client accounts are maintained at independent third-party custodians, a structure that segregates asset custody from investment management and is standard for fee-only RIAs seeking to minimize conflicts of interest.

Does Galapagos Advisory offer pooled investment vehicles or only separately managed accounts?

There is no public record of Galapagos Advisory operating pooled funds or a proprietary fund structure. The firm's regulatory filings describe separately managed accounts on both a discretionary and non-discretionary basis, with no indication of commingled vehicles.

Who founded Galapagos Advisory and what is their professional background?

No founder or key principal is publicly named in the firm's regulatory filings or on its web presence. The SEC registration does not list an identifiable chief investment officer or managing member, making it difficult to trace the team's prior institutional experience.

What is Galapagos Advisory's known posture on alternative investments?

The firm's listed services concentrate on traditional portfolio management, financial planning, and retirement consulting rather than alternatives. There is no public indication that Galapagos Advisory allocates to private equity, venture capital, hedge funds, or direct real assets.

Does Galapagos Advisory serve Latin American families, given its Miami headquarters?

Miami is a hub for cross-border wealth management, and many South Florida RIAs cater to Latin American clients, but Galapagos Advisory has not publicly disclosed any specific international client mandate or jurisdictional specialization beyond its SEC registration.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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