Bank / Wealth / TrustRIA · CRD 123807SEC-Registered

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Gasaway Investment Advisors

Gasaway Investment Advisors was founded in 1990 by Stephen Gasaway in Kalamazoo, Michigan. It registered with the SEC as a fee-only investment advisor and...

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Gasaway Investment Advisors

Gasaway Investment Advisors was founded in 1990 by Stephen Gasaway in Kalamazoo, Michigan. It registered with the SEC as a fee-only investment advisor and manages discretionary portfolios for high-net-worth individuals, trusts, estates, and corporations. The firm constructs equity and fixed-income allocations through separately managed accounts of publicly traded securities and maintains a headcount below ten professionals, with Stephen Gasaway listed as a key control person in regulatory records. It does not operate affiliated private funds, philanthropic foundations, or co-investment platforms and does not appear in family-office club databases.

General information

Firm type

Bank / Wealth / Trust

Year founded

1990

Location

Region

North America

Country

United States

City

Kalamazoo

Corporate office

Kalamazoo, MI, United States

Sector focus

Retirement Income PlanningFinancial PlanningInsurance PlanningLegacy and Estate PlanningRisk ManagementRetirement Plans for Small Businesses

Frequently asked questions

Who runs investment decisions at Gasaway Investment Advisors?

Stephen Gasaway, the founder, functions as the firm's chief investment decision-maker. As a small, principal-led RIA, investment decisions are not delegated to a separate CIO or an investment committee structure common at larger firms. The firm's SEC registration filings historically list Gasaway as a key control person overseeing the advisory function.

Is Gasaway Investment Advisors a single-family office, a multi-family office, or a standard RIA?

Gasaway Investment Advisors is a registered investment advisor — a standard RIA — not a family office. It does not serve a single family's wealth, nor does it market itself as a multi-family office platform. The firm provides portfolio management and financial planning to a broader set of high-net-worth individuals, trusts, estates, and corporate clients, operating under fiduciary obligation as an SEC-registered advisor.

Does Gasaway invest in private equity, venture capital, or direct deals?

The firm's public record does not indicate any private-market investment capability. Gasaway's advisory model focuses on publicly traded equities and fixed-income securities in separately managed accounts. No private fund commitments, direct co-investment programs, or venture-stage allocations are referenced in the firm's regulatory disclosures or its limited public materials.

What is Gasaway's succession plan?

No publicly disclosed succession plan exists. Stephen Gasaway founded the firm in 1990 and remains the control person named in regulatory filings. For a principal-led RIA of this size, absence of a named successor or next-generation advisor creates a continuity question that a prospective allocator would need to address directly with the firm.

Does Gasaway Investment Advisors operate any affiliated funds or separate vehicles?

No. The firm does not operate private funds, separately capitalized investment vehicles, philanthropic foundations, or real-asset operating subsidiaries. The entire advisory offering runs through the single RIA entity, which acts as a discretionary manager for its clients' separate accounts.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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