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Gates Pass Advisors
Gates Pass Advisors is an SEC-registered investment adviser in Los Altos, CA, registered since 2022. The firm manages approximately $208 million in assets.
Overview
Gates Pass Advisors is an SEC-registered investment adviser in Los Altos, CA, registered since 2022. The firm manages approximately $208 million in assets. It has 3 employees and 2 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2022
Location
Region
North America
Country
United States
City
Los Altos
Corporate office
Los Altos, CA, United States
Frequently asked questions
What regulatory framework does Gates Pass Advisors operate under?
Gates Pass Advisors operates as an SEC-registered investment adviser, which mandates a fiduciary standard of care for all client relationships. This structure requires the firm to act in clients' best interests and to disclose material conflicts of interest. Unlike broker-dealer models that operate under a suitability standard, an RIA must place client interests ahead of its own — a particularly relevant distinction for clients with complex assets like concentrated stock, private equity, or carried interest. The firm's Form ADV filings, publicly accessible through the SEC's IAPD database, provide the definitive record of its registration status and any relevant disclosures.
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