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Geiser Wealth Planning
Geiser Wealth Planning was established in 2023 and operates from Lexington, Kentucky. The firm registered as an investment adviser with a mandate to serve...
Geiser Wealth Planning
Geiser Wealth Planning was established in 2023 and operates from Lexington, Kentucky. The firm registered as an investment adviser with a mandate to serve individual and high-net-worth clients through integrated wealth management, a departure from the commission-based brokerage models still prevalent across the Bluegrass region. The firm's stated service lines span investment management, financial planning, and wealth management. It operates as a fee-only fiduciary, meaning its compensation derives directly from client fees rather than product commissions or sales incentives. The geographic footprint remains concentrated in central Kentucky. Team size and assets under management are not publicly disclosed. The firm appears structured as a lean advisory practice, without adjacent philanthropic vehicles, real-asset arms, or external club affiliations visible in public filings. As a 2023 launch, Geiser Wealth Planning enters a consolidating wealth-management industry where independent RIAs have been taking share from traditional bank-affiliated advisers. Its structural differentiator is timing: building a fiduciary practice in a post-2022 market reset, when many clients are reevaluating advisory relationships.
General information
Firm type
Bank / Wealth / Trust
Year founded
2023
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Lexington
Corporate office
Lexington, KY, United States
Frequently asked questions
Is Geiser Wealth Planning a fiduciary?
Yes, the firm operates as a registered investment adviser, which carries a fiduciary duty to act in clients' best interests. This structure means it is held to a higher standard of care than broker-dealers governed by suitability standards. The firm's ADV filings confirm its fee-only compensation model, eliminating commission-driven conflicts.
How does Geiser Wealth Planning charge for its services?
The firm charges on a fee-only basis, typically calculated as a percentage of assets under management or as a fixed retainer for financial planning engagements. Fee-only advisers do not accept commissions, 12b-1 fees, or revenue-sharing payments from product providers. Specific fee schedules are disclosed in the firm's Form ADV Part 2A.
What services does Geiser Wealth Planning offer?
Its core services include investment management, financial planning, and wealth management. Financial planning likely covers retirement projections, tax coordination, estate planning guidance, and risk management. The firm tailors these services to individuals and high-net-worth clients in the Lexington area.
Does Geiser Wealth Planning custody client assets directly?
No. As an independent RIA, the firm does not custody assets. Client portfolios are held at a qualified third-party custodian — typically a firm like Charles Schwab, Fidelity, or Pershing. The firm is granted limited trading authority to manage assets within those accounts on a discretionary or non-discretionary basis.
What regulatory body oversees Geiser Wealth Planning?
The firm is regulated by the U.S. Securities and Exchange Commission or the Kentucky Department of Financial Institutions, depending on its regulatory assets under management. RIAs with less than $100 million in AUM are typically registered at the state level. Clients can review the firm's disclosure history through the SEC's Investment Adviser Public Disclosure database.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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