Asset Manager

Updated:

Global Predictions

Global Predictions paid a $175,000 SEC penalty in 2024 for false AI-marketing claims, shaping regulatory boundaries for robo-advisory firms.

Global Predictions

Global Predictions registered with the SEC as a Registered Investment Adviser. The firm's public-facing identity revolves around PortfolioPilot, a software platform it describes as an AI-powered personal economist. Instead of standard portfolio tracking, the tool assigns an Economic Weather Index score to portfolios, forecasting risk exposure across various macro scenarios. The firm has cited the use of predictive technologies to guide individual asset allocation decisions. Regulatory records clarify the firm's actual operating posture. In March 2024, the U.S. Securities and Exchange Commission charged Global Predictions with making false and misleading claims about its artificial intelligence capabilities (per the SEC, 2024). The firm had publicly stated it was the 'first regulated AI financial advisor' and marketed its platform as providing expert AI-driven forecasts. The SEC found these statements to be untrue, noting that the firm lacked the documentation to support such representations. Global Predictions settled the charges, paying a civil penalty, and undertook corrective disclosures. The firm lists a San Francisco, California address in regulatory filings. Its public materials point to a hybrid model combining software-as-a-service distribution with investment advisory activities. There is no verified track record of institutional asset management or separately managed account mandates published by the firm. Global Predictions' structural differentiator is its regulatory history. The SEC action established clear boundaries for how an advisor can market artificial intelligence in financial services. The case functions as a reference point for allocators evaluating any manager's claims about proprietary predictive technology.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

Sector focus

AI/MLFinTech

Frequently asked questions

What did the SEC action against Global Predictions involve?

In March 2024 the SEC charged Global Predictions with making false and misleading claims about its use of artificial intelligence. The firm had referred to itself as the 'first regulated AI financial advisor' and described its risk forecasts as expert AI-driven analysis. The SEC found these statements to be materially false and misleading, and the firm agreed to a cease-and-desist order, a censure, and a $175,000 civil penalty (per the SEC, 2024).

What is the firm's actual service or platform?

Global Predictions offers a platform called PortfolioPilot, which provides portfolio analytics and a macro risk-scoring feature it labels the Economic Weather Index. The platform aggregates user holdings and assigns forward-looking risk scores based on economic scenarios. Post-settlement, the firm's marketing language has been adjusted to reflect regulatory constraints on AI-related claims.

Does Global Predictions manage institutional separate accounts?

There is no public record of Global Predictions operating institutional separate accounts, commingled funds, or bespoke mandates for family offices or pensions. The firm is registered as an investment adviser but its commercially available offering is a B2C subscription-based software product.

Where is Global Predictions based?

Public filings list a San Francisco, California address for the firm. It operates primarily in the United States.

Is Global Predictions a single family office or an asset manager?

Global Predictions is an SEC-registered investment adviser and technology platform, not a family office. Its business model combines a SaaS portfolio-analysis tool with advisory services provided to individual retail clients.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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