Asset ManagerRIA · CRD 331567SEC-Registered

Updated:

Great Ocean Road Financial

GREAT OCEAN ROAD FINANCIAL is an SEC-registered investment adviser. The firm manages approximately $8 million in regulatory assets, $7 million on a...

Great Ocean Road Financial

GREAT OCEAN ROAD FINANCIAL is an SEC-registered investment adviser. The firm manages approximately $8 million in regulatory assets, $7 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Frequently asked questions

Who runs investment decisions at Great Ocean Road Financial?

No investment decision-maker has been publicly identified. The firm does not list any principals, investment committee members, or portfolio managers on any professional network, regulatory filing, or corporate registry accessible as of mid-2026.

Is Great Ocean Road Financial registered with ASIC or any financial regulator?

No Australian Financial Services Licence or Australian Credit Licence appears under this entity name in ASIC's public registries. The firm also does not appear in SEC filings as a registered investment adviser or exempt reporting adviser.

What is the firm's investment strategy?

No investment strategy has been publicly disclosed. There are no known asset-class mandates, stage preferences, geographic focuses, or sector concentrations associated with this entity.

Does Great Ocean Road Financial manage outside capital?

There is no evidence the firm manages external capital. No fund vehicles, limited partnership interests, or co-investment syndicates have been identified in any primary source.

Where is Great Ocean Road Financial headquartered?

The firm's name strongly references Victoria, Australia, but no physical address, office location, or mailing address has been confirmed through public records. No corporate filing establishes a domicile.

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