Asset ManagerRIA · CRD 290031SEC-RegisteredPrivate Fund Adviser

Updated:

GUARANTY FINANCE MANAGEMENT LLC

GUARANTY FINANCE MANAGEMENT LLC is an SEC-registered investment adviser with offices in Tiburon, CA. The firm provides investment advice to clients.

GUARANTY FINANCE MANAGEMENT LLC

GUARANTY FINANCE MANAGEMENT LLC is an SEC-registered investment adviser with offices in Tiburon, CA. The firm provides investment advice to clients. It is headquartered in Marin County.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

What does GUARANTY FINANCE MANAGEMENT LLC actually do?

Based on its name and limited public filings, the firm likely engages in credit-focused asset management, which could include direct lending, structured finance, loan portfolio management, or specialty credit strategies. Its precise investment mandate is not disclosed in publicly available materials, making it difficult to characterize beyond its apparent orientation toward private credit or asset-backed opportunities.

Who runs investment decisions at GUARANTY FINANCE MANAGEMENT LLC?

No principals, investment committee members, or key decision-makers are named in the public record. The firm does not maintain a public-facing website or LinkedIn presence, and no regulatory filings with named executives were identified in the sources consulted.

Does GUARANTY FINANCE MANAGEMENT LLC manage third-party capital or proprietary capital?

The capital structure is unclear from available sources. Given the absence of public marketing materials or fund documentation, it is possible the firm manages a closed pool of capital — potentially a single-investor mandate, a sponsor-affiliated vehicle, or a small group of institutional relationships — rather than operating as a widely-marketed fund manager.

Is GUARANTY FINANCE MANAGEMENT LLC registered with the SEC or FINRA?

Limited public records suggest the firm may hold registrations at the state or federal level as an investment adviser, but the full scope of its regulatory status is not confirmed in the sources consulted. Allocators should verify current registration status through the SEC's Investment Adviser Public Disclosure (IAPD) database before engaging.

Where is GUARANTY FINANCE MANAGEMENT LLC headquartered?

The firm's exact headquarters location is not publicly confirmed. Its legal domicile as a limited liability company may be recorded in a specific U.S. state, but no physical office address, operational base, or regional footprint is available from the sources reviewed.

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