Asset ManagerRIA · CRD 340242SEC-Registered

Updated:

Guggenheim Asset-Backed Finance Company, LLC

GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2026. It has 5 employees.

Guggenheim Asset-Backed Finance Company, LLC

GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2026. It has 5 employees. The firm is headquartered in NEW YORK, NY.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

What is Guggenheim Asset-Backed Finance Company's investment focus?

The firm focuses on asset-backed finance, including the origination and acquisition of collateralized loan obligations, residential and commercial mortgage-backed securities, and other securitized credit instruments. Deployment targets corporate loans, consumer receivables, and structured credit products, primarily within North America.

How does this entity differ from Guggenheim Partners' other investment arms?

Unlike Guggenheim Partners Investment Management, which manages mutual funds and institutional accounts, Guggenheim Asset-Backed Finance Company, LLC appears to be a dedicated vehicle for balance-sheet investing in asset-backed securities. It likely operates with a more concentrated mandate on structured credit, leveraging the parent firm's origination and underwriting capabilities.

Is the firm a single family office or an institutional asset manager?

The entity is registered as a limited liability company and is part of Guggenheim Partners, a global investment and advisory firm. It does not operate as a family office but rather as a specialized institutional investment vehicle within a larger financial conglomerate.

What is the firm's geographic focus?

Given Guggenheim Partners' headquarters in New York and Chicago, and the nature of U.S. asset-backed markets, the firm's primary geographic focus is North America, particularly the United States. Specific exposures to other regions are not publicly disclosed.

Does the firm participate in co-investments or partnerships with external GPs?

No public information exists regarding co-investment structures or partnerships with external general partners. The entity's relationship with Guggenheim suggests it may function as a proprietary capital vehicle, but specific deal-level collaborations are undisclosed.

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