Hegarty Advisors

Yes. SEC registration records for Hegarty Advisors confirm it operates as a registered investment advisor, which imposes a fiduciary duty to act in the best interests of its clients. The firm's ADV filing indicates it provides discretionary portfolio management services on a fee-only basis, meaning it does not earn commissions from product sales.

Hegarty Advisors does not publicly disclose its assets under management. The firm qualifies for an exemption from public reporting of AUM on the SEC's Investment Adviser Public Disclosure (IAPD) database, which is often used by smaller firms under a specific regulatory threshold. No AUM figure is available from third-party databases or the firm's own materials.

Publicly available data, including the firm's SEC filings, only confirm services for individuals and high-net-worth clients. There is no record of Hegarty Advisors managing dedicated institutional separate accounts for pension funds, endowments, or foundations. The firm's client profile appears exclusively limited to private wealth.

Hegarty Advisors is an independent registered investment advisor, not affiliated with a bank, broker-dealer, or insurance company. This independence means the firm has no proprietary investment products to distribute and no transactional commission model. Its regulatory filings list only advisory service fees as compensation, a structure typically chosen to eliminate product-driven conflicts of interest.

The names of Hegarty Advisors' principals are not publicly documented in accessible marketing materials, media coverage, or the public-facing portions of the SEC's IAPD database. The firm has maintained an intentionally low profile, and no interviews or profiles of its leadership have been identified.