Henley & Company Wealth Management

Henley & Company Wealth Management

Henley & Company LLC was established in 1986 by Francis P. Gemino as a New York-based broker-dealer. The firm operates under FINRA, MSRB, and SIPC oversight, providing investment advice and service to individuals and institutions. Its corporate structure traces back to an affiliate, Henley & Company Inc. The firm describes itself as a full-service network of experienced investment professionals. It utilizes electronic communications and processing systems to execute client strategies. For custodial and clearing services, Henley relies on Pershing LLC, a Bank of New York Mellon company with over eighty years of experience, which maintains and protects client account assets. The website references General Information, Institutional Services, Retail Services, and Investment Banking as distinct lines, but does not disclose specific asset-class mixes, named portfolio holdings, or direct co-investment activity. Henley operates from a single office at 506 RXR Plaza in Uniondale, New York. It does not publicly report total assets under management, total deployment, or professional headcount. No adjacent philanthropic foundations, real-asset arms, or co-investor club memberships are disclosed on the firm's website. Henley's structural differentiator is its dependency on Pershing for custody, which decouples asset-safekeeping from its advisory and brokerage functions. This architecture places Henley in the role of an intermediary, routing client assets to a third-party custodian while retaining responsibility for investment advice and trade execution across retail and institutional accounts.