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Heritage Wealth Partners
Founded in 2007 and headquartered in Dublin, Ohio, Heritage Wealth Partners operates as a registered investment advisor. The RIA structure established the firm...
Heritage Wealth Partners
Founded in 2007 and headquartered in Dublin, Ohio, Heritage Wealth Partners operates as a registered investment advisor. The RIA structure established the firm with a legal fiduciary duty to place client interests first, a distinction from the suitability standard that governs many broker-dealer competitors. The firm designs its services around the intersection of investment management, financial planning, and tax strategy. Heritage Wealth Partners delivers integrated advice rather than standalone asset management. The firm's service architecture combines portfolio construction with financial planning, tax planning, and wealth management — a bundling more common among private-client practices at larger banks but delivered here through an independent RIA framework. The firm advises individuals, high-net-worth families, charitable organizations, and corporations. Its geographic focus centers on the Midwest, drawing primarily from the Columbus, Ohio metropolitan area where it maintains its sole office. As a boutique RIA, Heritage Wealth Partners relies on advisory relationships rather than proprietary funds or institutional capital deployment. The firm structures its client engagement around long-term financial planning, with a disclosure model that enables transparent fee arrangements. The firm serves as a fiduciary for every client relationship, a structural commitment that subjects the firm to examinations by the Securities and Exchange Commission or relevant state regulators. This posture attracts clients seeking an advisor legally obligated to minimize conflicts and disclose them when unavoidable. Heritage Wealth Partners distinguishes itself structurally through its independent RIA registration rather than operating within the proprietary-product ecosystem of a large bank or wirehouse. The firm's conflict posture is its principal differentiator: as a pure RIA, it does not earn commissions on proprietary mutual funds or structured products, making its incentives structurally cleaner than those of bank-affiliated wealth practices. The Ohio location also positions it within a regional market underserved by the concentrated private-wealth presences in New York, Chicago, and San Francisco.
General information
Firm type
Bank / Wealth / Trust
Year founded
2007
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Dublin
Corporate office
Dublin, OH, United States
Sector focus
Frequently asked questions
Is Heritage Wealth Partners a fiduciary?
Yes. As a registered investment advisor, Heritage Wealth Partners bears a legal fiduciary duty to act in its clients' best interests on every engagement. This is a higher standard than the suitability obligation that applies to broker-dealer representatives, who must only recommend products suitable for a client but can place their own compensation interests ahead of the client's best option. The firm's Form ADV filing with the Securities and Exchange Commission or state securities regulator formalizes this commitment.
Does Heritage Wealth Partners sell proprietary investment products?
The firm's RIA structure strongly suggests it does not earn commissions from proprietary products in the manner of a bank-affiliated broker-dealer. Independent RIAs typically select from third-party investment vehicles and separately managed accounts, with fees disclosed and drawn directly from client assets or as flat advisory retainers. Prospective clients should review the firm's Form ADV Part 2A brochure for the exact disclosure on compensation sources and conflicts.
What types of clients does Heritage Wealth Partners serve?
The firm advises individuals, high-net-worth individuals, charitable organizations, and corporations, per its regulatory disclosures. Its Columbus-area location draws heavily from the professional and business-owner demographics of central Ohio, a region that includes significant concentrations of executives from companies headquartered in the area.
How does Heritage Wealth Partners incorporate tax planning into its investment process?
Tax planning is one of the three explicit pillars of the firm's registered service offering, alongside investment management and financial planning. For an RIA serving taxable individual and high-net-worth accounts — rather than tax-deferred institutional pools — asset location, tax-loss harvesting, and distribution sequencing are standard tools. The absence of a proprietary fund family means the firm can place a client's assets in third-party vehicles selected for after-tax outcomes rather than for the revenue they generate back to the advisor.
What is the regulatory structure Heritage Wealth Partners operates under?
The firm operates as a registered investment advisor, which subjects it to the Investment Advisers Act of 1940. Depending on assets under management, it is regulated either by the SEC or by the Ohio Division of Securities. Clients can review the firm's Form ADV filings — which disclose ownership, conflicts, disciplinary history, and fee schedules — through the SEC's Investment Adviser Public Disclosure website.
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