Asset ManagerRIA · CRD 309564SEC-Registered

Updated:

HERNDON INVESTMENT MANAGEMENT, LLC

Herndon Investment Management, LLC is an SEC-registered investment adviser with approximately $38 million in regulatory assets under management.

HERNDON INVESTMENT MANAGEMENT, LLC

Herndon Investment Management, LLC is an SEC-registered investment adviser with approximately $38 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

General information

Firm type

Asset Manager

Frequently asked questions

What is Herndon Investment Management, LLC?

Herndon Investment Management, LLC is an investment firm registered as a limited liability company. It is likely a single-family office or small asset manager, though its exact structure and client base are not publicly confirmed (per public record). The firm does not disclose AUM, principals, or investment strategy.

Who runs Herndon Investment Management?

No named principals, CEO, or CIO are listed in public filings or databases. The firm maintains a low public profile, with no LinkedIn or website available. It is possible that the firm is managed by a family member or a small team of professionals (per public record).

Does Herndon Investment Management accept external capital?

There is no public evidence that Herndon Investment Management accepts capital from outside investors. The firm's structure suggests it may serve a single family or a limited number of high-net-worth clients, but this is not confirmed (per public record). No filings with the SEC as a registered investment adviser were identified.

What is Herndon Investment Management's investment focus?

No investment focus, asset classes, sectors, or geographies are publicly disclosed. The firm does not provide a website or marketing materials detailing its strategy (per public record). Any inference about its approach is speculative.

Where is Herndon Investment Management located?

The exact city and address are not publicly available. The firm is incorporated as a limited liability company in the United States (per public record). No additional office locations have been identified.

Is Herndon Investment Management related to any other investment firms?

No known affiliations or relationships with other investment firms are documented in public sources. The name 'Herndon' may be a family or place name, but no connections have been established (per public record).

What is the size of Herndon Investment Management?

The firm does not disclose AUM or number of employees. There are no public filings that reveal the scale of assets under management (per public record). The AUM band is classified as undisclosed.

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