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HFM Wealth Management
HFM Wealth Management is an SEC-registered investment adviser in West Hartford, CT, since 1989. The firm manages $700 million in assets, with $698 million on...
Overview
HFM Wealth Management is an SEC-registered investment adviser in West Hartford, CT, since 1989. The firm manages $700 million in assets, with $698 million on a discretionary basis. It has 10 employees and 6 investment advisers. HFM WEALTH MANAGEMENT was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22. In Form ADV filed on 2026-03-27, it reported 10 employees; 185 advisory accounts; services including Educational seminars and workshops, Financial planning, Pension consulting, Portfolio management for businesses and institutional clients, Portfolio management for individuals and small businesses, Publication of periodicals or newsletters, Selection of other advisers; client categories including Banking or thrift institutions, Charitable organizations, Corporations or other businesses, High net worth individuals, Individuals (other than high net worth individuals), Pension and profit sharing plans; compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. This historical filing does not establish current registration status or operations.
General information
Firm type
Bank / Wealth / Trust
Year founded
1989
Location
Region
North America
Country
United States
City
West Hartford
Corporate office
65 LaSalle Rd Suite 307, West Hartford, CT 06107, United States
Frequently asked questions
What is HFM Wealth Management's investment approach?
HFM uses a goals-based investing framework, tailoring portfolios to individual client objectives rather than tracking a benchmark. The firm says it accesses institutional-class investments and employs a multi-advisor review process that meets several times each month. Specific asset-allocation targets are not disclosed publicly.
How does HFM's team-based model differ from a single-advisor practice?
Instead of assigning one advisor per client, HFM applies a committee-like structure where multiple professionals review each portfolio. The investment team convenes monthly to assess markets, while an operations group meets weekly to monitor client-specific situations. The firm argues this reduces key-person risk and broadens the expertise applied to every account.
Is HFM a fiduciary, and what does that mean for clients?
HFM describes itself as a fee-only fiduciary, meaning it charges directly for advice rather than earning commissions on product sales. The firm states this structure aligns its recommendations with client interests. It does not disclose how it benchmarks the 'lower fees' it advertises for institutional-class investments.
Who leads investment decisions at HFM Wealth Management?
The firm has not published a named CIO or senior investment-leadership roster. Its website references portfolio managers holding CFA, CFP, and CAIA credentials who operate under a collaborative oversight process, but it does not attribute decision-making authority to specific individuals.
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