Private EquityRIA · CRD 107584SEC-RegisteredPrivate Fund Adviser

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Invesco Private Capital

Invesco Private Capital – direct lending and private equity arm of Invesco Ltd., deploying over $5B since 1984 across lower-middle-market companies.

Invesco Private Capital

Invesco Private Capital, Inc. is an SEC-registered investment adviser in New York, NY, since 1993. The firm manages approximately $860 million in assets. It has 10 employees and 3 investment advisers.

General information

Firm type

Private Equity

Year founded

1984

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Atlanta

Corporate office

Atlanta, GA, United States

Additional offices

New York · Dallas · Los Angeles · Chicago · Houston

Principals

Jim Phillips

President and CIO, Invesco Private Capital

Brett Kaufman

Head of Invesco Private Capital

Sector focus

Enterprise SoftwareHealthcare ServicesIndustrial TechFinancial ServicesConsumer ProductsBusiness Services

Frequently asked questions

Who runs investment decisions at Invesco Private Capital?

Jim Phillips serves as President and CIO, having led the division since 2005. Brett Kaufman is Head of Invesco Private Capital, overseeing day-to-day operations and deal origination. The investment committee includes senior professionals from the Atlanta and New York offices.

How does Invesco Private Capital source proprietary deal flow?

The firm originates the majority of its deals directly through its network of sponsors, intermediaries, and institutional relationships built over 40 years. It does not typically compete in broad auction processes, instead relying on repeat relationships with lower-middle-market companies and private equity sponsors.

Is Invesco Private Capital structured as a fund or as a direct investment platform?

It operates as a direct investment platform within Invesco's alternatives business. Each transaction is capital-committed for that specific deal rather than drawn from a blind-pool fund. Capital comes from Invesco's institutional clients including pension funds, insurers, and sovereign wealth funds.

What investment stages and structures does Invesco Private Capital typically target?

The firm targets lower-middle-market companies with EBITDA between $5 million and $50 million. It provides senior secured debt, unitranche loans, mezzanine debt, and minority equity. It will also participate in first-lien and second-lien structures alongside other institutional lenders.

Which sectors does Invesco Private Capital explicitly avoid?

The firm does not invest in project finance, real estate development, or early-stage venture capital. It focuses exclusively on established, cash-flow-positive companies in sectors such as business services, healthcare, industrials, financial services, and consumer products.

How is Invesco Private Capital related to the broader Invesco organization?

It is a division within Invesco's alternatives platform, separate from the firm's public-market mutual funds and ETFs. The private capital group operates with its own investment professionals, legal structure, and portfolio oversight, but benefits from Invesco's global distribution network and risk management infrastructure.

Does Invesco Private Capital participate in co-investments alongside external GPs?

Yes, it frequently co-invests alongside private equity sponsors and other institutional lenders. The firm will partner with GPs on unitranche or mezzanine components of leveraged buyouts and recapitalizations, and has a track record of serving as a follow-on capital provider for existing portfolio companies.

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