Asset ManagerRIA · CRD 108082SEC-Registered

Updated:

Jaffe Asset Management

Jaffe Asset Management LLC is an SEC-registered investment adviser in Beverly Hills, CA, registered since 2026. The firm manages approximately $116 million in...

Jaffe Asset Management

Jaffe Asset Management LLC is an SEC-registered investment adviser in Beverly Hills, CA, registered since 2026. The firm manages approximately $116 million in regulatory assets. It has 2 employees and 1 investment adviser.

General information

Firm type

Asset Manager

Frequently asked questions

Who runs investment decisions at Jaffe Asset Management?

No decision-makers have been identified through public records, a professional website, or a LinkedIn profile for the firm. Jaffe Asset Management LLC has not published a Form ADV or other regulatory filing that would name its control persons or investment committee members. Without these disclosures, the governance structure remains unknown to outside allocators.

Is Jaffe Asset Management registered with the SEC?

A search of the SEC's Investment Adviser Public Disclosure database does not return an active registration for Jaffe Asset Management LLC as of mid-2026. The firm may be an exempt reporting adviser, a state-registered entity, or an inactive shell. No Form ADV Part 1 or Part 2 is available for review.

What asset classes does Jaffe Asset Management target?

The firm has not publicly disclosed an investment mandate or asset-class preference. Without a website, marketing materials, or a regulatory filing describing its strategy, it is impossible to confirm whether the firm targets public equities, private markets, real assets, credit, or any combination thereof.

Does Jaffe Asset Management manage outside capital?

There is no public evidence that the firm solicits or manages third-party capital. No fund vehicles, separate accounts, or commingled structures have been linked to Jaffe Asset Management in commercial databases or news reports. Its status as a going concern cannot be verified.

How can an allocator diligence a firm with no public footprint?

In the absence of a website, LinkedIn presence, or SEC registration, an allocator would need to contact the firm directly — if contact information can be located — and request its Form ADV, audited financials, and a reference list of existing limited partners. If the entity cannot produce these materials, it likely does not meet the minimum operational threshold most institutional investors require.

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