Johnston Investment Counsel

Johnston Investment Counsel is registered with the SEC as an investment advisor (RIA), not a family office. Its Form ADV indicates it manages assets for clients including individuals and institutions. The distinction matters because RIAs operate under fiduciary obligations under the Investment Advisers Act of 1940, while single family offices may be exempt from such registration.

No public source details the firm's specific asset-class mix, sector focus, or stage coverage. SEC filings describe general portfolio management services. Without disclosed holdings or strategy documents, it is not possible to confirm equity, fixed income, or alternative allocations.

Public records do not name a CEO, CIO, or founder for Johnston Investment Counsel. The firm maintains a low public profile. Legally, the firm must disclose key personnel in its ADV Part 2A brochure, but no names are accessible via non-copyrighted public sources.

No. The firm has not published an AUM figure in press releases, website content, or regulatory filings accessible via public record. SEC Form ADV may include this number in non-public schedules, but it is not indexed or available without subscription-based data services.

There is no public evidence linking Johnston Investment Counsel to a parent company, family office, or financial conglomerate. Its standalone RIA status suggests independence, but relationships may exist in unpublicized ownership structures.

No recent operational events—such as personnel changes, new mandates, or regulatory actions—are documented in the public domain from the last 24 months. The firm's SEC registration remains active per the Investment Adviser Public Disclosure database as of 2026.