Asset ManagerRIA · CRD 123991SEC-Registered

Updated:

Kaltbaum Capital Management

KALTBAUM CAPITAL MANAGEMENT is an SEC-registered investment adviser since 2025. The firm manages $111 million in assets, $110 million on a discretionary basis.

Kaltbaum Capital Management

KALTBAUM CAPITAL MANAGEMENT is an SEC-registered investment adviser since 2025. The firm manages $111 million in assets, $110 million on a discretionary basis. It has 2 employees and 1 investment adviser.

General information

Firm type

Asset Manager

Year founded

2005

Location

Region

North America

Country

United States

City

Boca Raton

Corporate office

Boca Raton, FL, United States

Principals

Gary Kaltbaum

President & Founder

Sector focus

Public Equities

Frequently asked questions

Who makes investment decisions at Kaltbaum Capital Management?

Gary Kaltbaum is the sole portfolio manager and makes all investment decisions. He founded the firm in 2005 and previously held trading-desk and advisory roles. The firm does not publicly name a deputy or investment committee.

What is Kaltbaum Capital Management's investment strategy?

The firm runs a concentrated, long-only US equity strategy driven by technical analysis. It emphasizes momentum, relative strength, and strict stop-loss discipline. The portfolio typically holds 15 to 30 stocks and can move to heavy cash positions during market stress. No leverage or derivatives are used.

Does Kaltbaum Capital Management offer any pooled funds or institutional vehicles?

No. The firm manages only separately managed accounts for individual high-net-worth clients. There are no mutual funds, ETFs, private funds, or commingled institutional vehicles available.

How is Kaltbaum Capital Management related to Gary Kaltbaum's media activities?

Gary Kaltbaum is both the firm's founder and an active broadcaster. He hosts a nationally syndicated radio program, "The Gary Kaltbaum Investor Edge," and appears regularly on Fox Business. The firm and the media business are operated in parallel, with the radio presence serving as a client-acquisition channel.

What is the firm's succession or continuity plan?

No public succession plan exists. Gary Kaltbaum is the named sole investment authority, and the firm has not disclosed any deputy managers, junior partners, or next-generation leadership.

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