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Kaysi Gordon Financial Planning
KAYSI GORDON FINANCIAL PLANNING is an SEC-registered investment adviser in ROCKVILLE CENTRE, NY.
Kaysi Gordon Financial Planning
KAYSI GORDON FINANCIAL PLANNING is an SEC-registered investment adviser in ROCKVILLE CENTRE, NY. The firm manages approximately $10 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
—
Corporate office
—
Principals
Kaysi Gordon
Founder
Sector focus
Frequently asked questions
Is Kaysi Gordon Financial Planning a fiduciary?
As a registered investment advisor firm, Kaysi Gordon Financial Planning, through its principal Kaysi Gordon, operates under a fiduciary duty to its clients. This means the firm is legally obligated to put client interests ahead of its own when making investment recommendations, unlike broker-dealers who operate under a less stringent suitability standard.
What services does Kaysi Gordon Financial Planning provide?
The firm offers comprehensive financial planning services including retirement planning, investment management, cash flow analysis, and goal-based wealth strategies. As a boutique RIA, services are delivered directly by Kaysi Gordon, ensuring continuity and personal accountability in the advisory relationship.
How does the firm charge for its services?
Kaysi Gordon Financial Planning operates on a fee-only model, charging clients directly for advisory services rather than earning commissions on product sales. This compensation structure aligns the firm's incentives with client outcomes and reduces conflicts of interest compared to commission-based models.
Is Kaysi Gordon Financial Planning affiliated with a larger financial institution?
No. The firm is independently owned and operated by Kaysi Gordon. It is not affiliated with any bank, insurance company, or broker-dealer network, which allows investment recommendations to be made without corporate product mandates or proprietary fund obligations.
Does the firm manage pooled investment vehicles or private funds?
Kaysi Gordon Financial Planning does not sponsor or manage pooled investment vehicles, hedge funds, or private equity funds. The firm exclusively manages separately managed accounts tailored to individual client circumstances on a personalized basis.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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