Kleinfelder Capital

Kleinfelder Capital, Inc. is an independent Registered Investment Advisory firm. It describes itself as having broken away from the large wire-house model to offer customized investment strategies. Its regulatory disclosures are accessible via the SEC's Investment Adviser Public Disclosure website.

The firm does not publicly disclose the names of its principals, investment committee members, or portfolio managers on its website. For an RIA, this is atypical, as most firms list leadership to establish credibility. Investors conducting diligence would need to request this information directly.

No. Kleinfelder Capital does not publish its AUM on its website or in readily available public filings. An accurate measure of the firm's scale would require a direct inquiry or a review of its Form ADV.

Kleinfelder Capital states that its client base is centered around referrals. The firm argues this approach reduces time spent on business development and allows advisors to focus on in-depth phone calls and meetings with existing clients, sustaining relationships across the U.S. without a physical branch network.

The firm offers three service pillars: investment management, financial planning, and business solutions. Its planning process produces a strategic blueprint that clients can use to align their outside attorneys, accountants, and other advisors. The firm's investment philosophy emphasizes capital conservation matched to individual risk tolerance.