LeConte Wealth Management

The firm's state registration authorizes it to conduct advisory business only within Tennessee and, in some cases, other states where it holds a de minimis exemption. It does not maintain SEC registration, which would require crossing a higher asset threshold and provide broader geographic authority. Clients relocating out of state may require the firm to seek additional registration or effect a transition to another advisor.

No. According to the firm's regulatory filings, it does not participate in private placements, pooled private investment vehicles, or direct private-market deals. Its portfolios are constructed exclusively from publicly traded securities, primarily mutual funds and ETFs. Clients seeking alts exposure would need to engage a different advisor or platform.

LeConte Wealth Management offers both a wrap fee program, which bundles investment advisory and brokerage execution costs into a single asset-based fee, and hourly financial planning fees. The wrap fee is typically assessed quarterly in arrears as a percentage of assets under management. Hourly planning engagements are billed at an agreed-upon rate and are not contingent on product sales or asset transfers.

The firm's public disclosures do not identify specific investment committee members or a named chief investment officer. Given its size and regulatory classification as a sole practitioner or small team, investment decisions likely rest with the principal owner or a small group of advisors. The firm does not employ dedicated research analysts or sector specialists.

The firm's client base is composed entirely of individuals and high-net-worth individuals, according to its Form ADV. It does not report any institutional clients such as pension funds, endowments, or corporate accounts. This retail-only composition is typical for a community-based RIA operating below the SEC registration threshold.