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Legacy Wealth Planning
Founded in 2006 and based in Reno, Legacy Wealth Planning is a registered investment adviser providing wealth management services to individuals, families, and...
Legacy Wealth Planning
Founded in 2006 and based in Reno, Legacy Wealth Planning is a registered investment adviser providing wealth management services to individuals, families, and businesses. The firm operates as an independent RIA, structuring client portfolios primarily through direct security selection and third-party managed account platforms rather than proprietary products — a structure typical of fiduciary advisers serving the Northern Nevada market. The firm's investment approach emphasizes portfolio management and comprehensive financial planning across liquid public markets and fixed-income allocations. Client assets are custodied at independent custodians, following the standard RIA separation of custody and advisory functions required under the Investment Advisers Act of 1940. The firm advises on asset allocation, retirement planning, and estate coordination, targeting business owners and professionals in the greater Reno-Tahoe region. Legacy Wealth Planning operates from a single office in Reno. The firm's scale and team size are not publicly disclosed. As a small-market RIA, it likely manages between $50 million and $250 million in client assets based on the typical profile of independent wealth managers in similar metropolitan statistical areas with a single-location footprint (Altss estimate). The firm does not operate adjacent private-fund vehicles, philanthropic entities, or real-asset arms based on public records. As an independent RIA, Legacy Wealth Planning holds a fiduciary duty to clients under SEC regulation — a structural differentiator from broker-dealer models that operate under a suitability standard. This regulatory posture requires the firm to place client interests ahead of its own, potentially creating an alignment differentiator for clients in the Northern Nevada market who seek fee-only advice separated from commission-based sales.
General information
Firm type
Bank / Wealth / Trust
Year founded
2006
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Bethalto
Corporate office
Reno, NV, United States
Frequently asked questions
Is Legacy Wealth Planning affiliated with a bank or broker-dealer?
Legacy Wealth Planning operates as an independent registered investment adviser, not as a bank-owned or wirehouse-affiliated firm. Independent RIAs custody client assets at third-party custodians rather than holding them directly, and are regulated under the Investment Advisers Act of 1940. This structure separates the advisory function from asset custody, a distinction from bank trust departments or broker-dealer platforms where custody and advice may be combined.
What services does Legacy Wealth Planning provide?
The firm offers portfolio management, financial planning, and investment advisory services to high-net-worth individuals, businesses, and other entities. Services typically include asset allocation design, retirement income planning, and estate coordination, delivered under a fiduciary standard. As an RIA, the firm is required to disclose its fee schedule in Form ADV Part 2, available through the SEC's Investment Adviser Public Disclosure database.
How does Legacy Wealth Planning charge for its services?
As a registered investment adviser, Legacy Wealth Planning likely charges asset-based fees calculated as a percentage of client assets under management, hourly fees for planning work, or flat retainer fees — the standard fee models for independent RIAs. The exact fee schedule is disclosed in the firm's Form ADV Part 2 filing. This fee-only structure distinguishes the firm from commission-based advisers who receive compensation from product sales.
Who are the principals behind Legacy Wealth Planning?
The named principals of Legacy Wealth Planning are not publicly disclosed through the firm's website or readily available public records. The firm's Form ADV filing with the SEC or Nevada securities regulator would list its control persons and investment committee members, though detailed leadership biographies remain unavailable in open sources as of mid-2026.
Does Legacy Wealth Planning manage alternative investments or private funds?
There is no public evidence that Legacy Wealth Planning sponsors private funds, manages alternative investment vehicles, or operates separate private-market arms. The firm's advisory model appears focused on publicly traded securities and traditional portfolio construction, consistent with the service profile of many independent RIAs in mid-sized metropolitan markets.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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